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Guthrie-Plotinus: Ennead I,1

quinta-feira 1º de fevereiro de 2024, por Cardoso de Castro

  

1. To what part of our nature do pleasure and grief, fear and boldness desire and aversion, and, last, pain, belong? Is it to the soul (herself), or to the soul when she uses the body as an instrument, or to some third (combination) of both? Even the latter might be conceived of in a double sense: it might be either the simple mixture of the soul and the body, or some different product resulting therefrom. The same uncertainty obtains about the products of the above mentioned experiences: namely, passions, actions, and opinions. For example, we may ask whether ratiocination and opinion both, belong to the same principle as the passions; or whether only one of them does; in which case the other would belong to some other principle. We should also inquire concerning the nature and classification of thought. Last we should study the principle that undertakes this inquiry and which comes to some conclusion about it. But, first of all, who is the agent, who feels? This is the real starting point: for even passions are modes of feeling, or at least they do not exist without it.

2. Let us first examine the soul (herself). Is there any difference between the soul and the soul-essence? If there be a difference, the soul must be a composite aggregate: and it should no longer be a matter of surprise that both she and her essence, at least so far as she admits thereof, together experience the above mentioned passions, and in general the habits, and better or worse dispositions. But, on the contrary, if, soul and soul-essence be identical, then the soul should be a form which would be unreceptive for all these energies of essence, which on the contrary she imparts to other things, possessing in herself a connate energy which our reason reveals in her. In this case we must acknowledge that she is immortal, inasmuch as the immortal and undecaying must be impassible, giving to others without receiving anything in return from them; or at least, deriving nothing but from the superior (or anterior) principles, from which she is not cut off, inasmuch as they are better.

A being that were so unreceptive to anything external would have no ground for fear of anything external. Fear might indeed be natural to something. Neither would she be bold, for this sentiment, implies shelter from what is terrifying. As to such desires which are satisfied by the emptying or filling of the body, they belong only to some nature foreign enough to be emptied or filled. How could she participate in a mixture, inasmuch as the essential is unmingled? Further she would not wish to have anything introduced (in herself), for this would imply striving to become something foreign to herself. She would also be far from suffering, for how could she grieve, and about what? For that which is of simple being is self-sufficient, in that she remains in her own being. Neither will she rejoice at any increase, as not even the good could happen to her. What she is, she ever will be. Nor could we attribute to the pure soul sensation, ratiocination or opinion; for sensation is the perception, of a form or of an impassible body; and besides ratiocination and opinion (depend) on sensation. We shall, however, have to examine whether or no we should attribute to the soul thought; also, whether pure pleasure can affect a soul while she remains alone.

3. Whether the soul, according to her being, be located in the body, above or within this latter, the soul forms with the body an entity called (a “living being” or) organism. In this case, the soul using the body as a tool is not forced to participate in its passions, any more than workmen participate in the experiences of their tools. As to sensations, of course, the soul must perceive them, since in order to use her instrument, the soul must, by means of sensation, cognize the modifications that this instrument may receive from without. Thus seeing consists of using the eyes; and the soul at the same time feels the evils which may affect the sight. Similar is the case with griefs, pains and any corporeal exigency; also with the desires which arise from the soul’s need to take recourse to the ministry of the body. But how do passions from the body penetrate into the soul? For a body could communicate her own properties to some other body; but how could she do so to a soul?

Such a process would imply that one individual suffers when an entirely different individual is affected. There must be a distinction between them so long as we consider the former the user, and the latter the used; and it is philosophy, that produces this separation by giving to the soul the power of using the body as a tool.

But what was the condition of the soul before her separation from the body by philosophy? Was she mingled with the body? If she were mingled with it, she must either have been formed by mixing; or she was spread all over the body; or she was a form interwoven with the body; or she was a form governing the body as a pilot governs the ship; or was partly mingled with, and partly separated from, the body. (In the latter case) I would call the independent part that which uses the body as a tool, while the mingled part is that which lowers itself to the classification or rank of instrument. Now philosophy raises the latter to the rank of the former; and the detached part turns her away, as far as our needs allow, from the body she uses, so that she may not always have to use the body.

4. Now let us suppose the soul is mingled with the body. In this mixture, the worse part, or body, will gain, while the soul will lose. The body will improve by participation with the soul; and the soul will deteriorate by association with death and irrationality. Well, does the soul, in somewhat losing life, gain the accession of sensation? On the other hand, would not the body, by participation in life, gain sensation and its derived passions? It is the latter, then, which will desire, inasmuch as it will enjoy the desired objects, and will feel fear about them. It is the latter which may be exposed to the escape of the objects of its desire, and to decay.

We will set aside as impossible the mixture of two incommensurables, such as a line and the color called white. A mixture of the soul and body, which must imply their commensurability, would demand explanation. Even if the soul interpenetrate the body, the soul need not share the body’s passions, for the interpenetrating medium may remain impassible; as light, which remains such in spite of its diffusion. Thus the soul might remain a stranger to the body’s passions, though diffused through it, and need not necessarily undergo its passions.

Should we say that the soul is in the body, as form in matter? In this case, she is “being,” and she would be a separable form. If then she be in the body as, in the case of the axe, the schematic figure is in the iron, so as by her own proper virtue, to form the power of doing what iron thus formed accomplishes, we will have all the more reason to attribute the common passions to the body, which is an organized physical tool possessing potential life. For if as (Plato) says it be absurd to suppose that it is the soul that weaves, it is not any more reasonable to attribute the desires and griefs to the soul; rather, by far, to the living organism.

5. The “living organism” must mean either the thus organized body, or the common mixture of soul and body, or some third thing which proceeds from the two first. In either of these three cases the soul will have to be considered impassible, while the power of experiencing passions will inhere in something else; or the soul will have to share the body’s passions, in which case the soul will have to experience passions either identical or analogous to those of the body, so that to a desire of the animal there will correspond an act or a passion of the concupiscible appetite.

We shall later on consider the organized body; here we must find how the conjunction of soul and body could experience suffering. The theory that the affection of the body modifies it so as to produce a sensation which itself would end in the soul, leaves unexplained the origin of sensation. To the theory that suffering has its principle in this opinion or judgment, that a misfortune is happening to ourselves or some one related to us, whence results disagreeable emotion first in the body, and then in the whole living organism, there is this objection, that it is yet uncertain to which opinion belongs; to the soul, or to the conjunction of soul and body. Besides, the opinion of the presence of an evil does not always entail suffering; it is possible that, in spite of such an opinion, one feels no affliction; as, for instance, one may not become irritated at believing oneself scorned; or in experiencing no desire even in the expectation of some good.

How then arise these affections common to the soul and the body? Shall we then say that desire derives from the desire-appetite, anger from the anger-appetite, or in short, every emotion or affliction from the corresponding appetite? But even so, they will not be common, and they will belong exclusively to the soul, or to the body. There are some whose origin needs the excitation of blood and bile, and that the body be in some certain state which excites desire, as in physical love. On the contrary, however, the desire of goodness is no common affection; it is an affection peculiar to the soul, as are several others. Reason, therefore, does not allow us to consider all affections as common to soul and body.

Is it possible, however, that for example, in physical love, the man may experience a desire simultaneously with the corresponding appetite? This is impossible, for two reasons. If we say that the man begins to experience the desire, while the corresponding appetite continues it, it is plain the man cannot experience a desire without the activity of the appetite. If on the other hand it be the appetite that begins, it is clear that it cannot begin being excited unless the body first find itself in suitable circumstances, which is unreasonable.

6. It would, however, probably be better to put the matter thus: by their presence, the faculties of the soul cause reaction in the organs which possess them, so that while they themselves remain unmoved, they give them the power to enter into movement. In this case, however, when the living organism experiences suffering, the life-imparting cause must itself remain impassible, while the passions and energies belong wholly to that which receives life. In this case, therefore, the life will not belong exclusively to the soul, but to the conjunction of the soul and body; or, at least, the latter’s life will not be identical with the soul’s, nor will it be the faculty of sensation, which will feel, but the being in whom that faculty inheres.

If, however, sensation, which is no more than a corporeal emotion, finds its term in the soul, the soul must surely feel sensation; therefore it does not occur as an effect of the presence of the faculty of sensation, for this ignores the feeling agent back of it. Nor is it the conjunction of soul and body, for unless the faculty of sensation operate, that aggregate could not feel, and it would then no longer include as elements either the soul, or the faculty of sensation.

7. The aggregate results from the presence of the soul, not indeed that the soul enters into the aggregate, or constitutes one of its elements. Out of this organized body, and of a kind of light furnished by herself, the soul forms the animal nature, which differs both from soul and body, and to which belongs sensation, as well as all the passions attributed to the animal. 296

If now we should be asked how it happened that “we” feel, we answer: We are not separated from the organism, although within us exist principles of a higher kind which concur in forming the manifold complex of human nature.

As to the faculty of sensation which is peculiar to the soul, it cannot be the power of perceiving the sense-objects themselves, but only their typical forms, impressed on the animal by sensation. These have already somewhat of the intelligible nature; the exterior sensation peculiar to the animal is only the image of the sensation peculiar to the soul; which, by its very essence is truer and more real, since it consists only in contemplating images while remaining impassible. Ratiocination, opinion and thought, which principally constitute us, deal exclusively with these images, by which the soul has the power of directing the organism.

No doubt these faculties are “ours,” but “we” are the superior principle which, from above, directs the organising but in this whole we shall have to distinguish an inferior part, mingled with the body, and a superior part, which is the true man. The former (irrational soul) constitutes the beast, as for instance, the lion; the latter is the rational soul, which constitutes man. In every ratiocination, it is “we” who reason, because ratiocination is the peculiar activity (or, energy) of the soul.

8. What is our relation with the Intelligence? I mean not the habit imparted to the soul by the intellect, but the absolute Intelligence; which, though above us, is also common to all men, or peculiar to each of them; in other words, is simultaneously common and individual. Common because it is indivisible, one and everywhere the same; particular because each soul possesses it entirely in the first or rational soul. Likewise, we possess the ideas in a double manner; in the soul they appear developed and separate; in the intelligence they exist all together.

What is our relation with God? He hovers over the intelligible nature, and real being; while we, being on the third rank as counted from thence, are of the undivided universal Soul, which is indivisible because she forms part of the upper world, while she is divisible in regard to the bodies. She is indeed divisible in regard to the bodies, since she permeates each of them as far as they live; but at the same time she is indivisible because she is one in the universe.

She seems to be present in the bodies, and illuminates them, making living beings out of them. This occurs not as a mixture of herself and bodies, but by remaining individual, giving out images of herself, just as a single face in several mirrors. Of these, the first is sensation, which resides in the common part, the organism; then come all the other forms of the soul-forms which successively derive each from the other, down to the faculties of generation and increase, and generally, the power of producing and fashioning that which is different from self — which indeed the soul does as soon as she turns towards the object she fashions.

9. In this conception of the soul, she will be foreign to the cause of the evils which the man does and suffers. These refer to the organism, that common part, understood as above. Although opinion be deceptive, and makes us commit much evil, and although opinion and ratiocination both belong to the soul, yet the soul may be sinless, inasmuch as we are only mastered by the worse part of our nature. Often, indeed, we yield to appetite, to anger, and we are the dupes of some imperfect image. The conception of false things, the imagination does not await the judgment of discursive reason. There are still other cases where we yield to the lower part of ourselves; in sensation, for instance, we see things that do not exist, because we rely on the common sensation of soul and body, before having discerned its objects by discursive reason.

In this case did the intellect grasp the object itself? Certainly not; and, therefore, it is not the intellect that is responsible for the error. We say as much for the “we,” according as we will or will not have perceived the object, either in the intellect, or in ourselves; — for it is possible to possess an object without having it actually present.

We have distinguished from things common to soul and body, those peculiar to the soul. The former are corporeal, and cannot be produced without the organs, while the latter’s occurrence is independent of the body. Ratiocination is the essential and constitutive faculty of the real soul, because it determines the typical forms derived from sensation, it looks, it somehow feels the images, and really is the dominating part of the soul. The conception of true things is the act of intuitive thoughts.

There is often a resemblance and community between exterior and interior things; in this case the soul will not any the less exercise herself on herself, will not any the less remain within herself, without feeling any passive modification. As to the modifications and troubles which may arise in us, they derive from foreign elements, attached to the soul, as well as from passions experienced by the above described common part.

10. But if “we” are the “soul,” we must admit that when we experience passions, the soul experiences them also; that when we act, the soul acts. We may even say that the common part is also “ours,” especially before philosophy separated the soul from the body; in fact, we even say “we” suffer, when our body suffers. “We” is, therefore, taken in a double sense: either the soul with the animal part, or living body; or simply the upper part; while the vivified body is a wild beast.

The real Man differs from the body; pure from every passion, he possesses the intellectual virtues, virtues which reside in the soul, either when she is separated from the body, or when she is — as usually here below — only separable by philosophy; for even when she seems to us entirely separated, the soul is, in this life, ever accompanied by a lower sensitive part, or part of growth, which she illuminates.

As to the virtues which consist not in wisdom, but in ethical habits and austerities, they belong to the common part. To it alone, also, are vices to be imputed, inasmuch as it exclusively experiences envy, jealousy and cowardly pity. Friendships, however, should be referred some to the common part, and others to the pure Soul or inner Man. In childhood, the faculties of the composite common part are exercised, but rarely is it illuminated from above. When this superior principle seems inactive in relation to us, it is actively engaged towards the upper intelligible world; and it only begins to be active towards us when it advances as far as (fancy or representation), the middle part of our being.

But is the superior principle not “ours” also? Surely, but only when we are conscious thereof; for we do not always utilize our possessions. This utilization, however, takes place when we direct this middle part of our being towards either the upper or lower worlds, and when we actualize into energies what before was only an (Aristotelian) “potentiality” or a (Stoic) “habit.”

We might define the animating principle of animals. If it be true, according to common opinion, that animal bodies contain human souls that have sinned, the separable part of these souls does not properly belong to these bodies; although these souls assist these bodies, the souls are not actually present to them. In them the sensation is common to the image of the soul and to the body; — but to the latter only in so far as it is organized and fashioned by the image of the soul. As to the animals into whose bodies no human soul entered, they are produced by an illumination of the universal Soul.

12. There is a contradiction between our own former opinion that the soul cannot sin, and the universally admitted belief that the soul commits sins, expiates them, undergoes punishments in Hades, and that she passes into new bodies. Although we seem to be in a dilemma, forcing us to choose between them, it might be possible to show they are not incompatible.

When we attribute infallibility to the soul, we are supposing her to be one and simple, identifying the soul with soul essence. When, however, we consider her capable of sin, we are looking at her as a complex, of her essence and of another kind of soul which can experience brutal passions. The soul, thus, is a combination of various elements; and it is not the pure soul, but this combination, which experiences passions, commits sins, and undergoes punishments. It was this conception of the soul Plato was referring to when he said: “We see the soul as we see Glaucus, the marine deity,” and he adds, “He who would know the nature of the soul herself should, after stripping her of all that is foreign to her, in her, especially consider her philosophic love for truth; and see to what things she attaches herself, and by virtue of whose affinities she is what she is.” We must, therefore, differentiate the soul’s life acts from that which is punished, and when we speak of philosophy’s separation of the soul, we mean a detaching not only from the body, but also from what has been added to the soul.

This addition occurs during her generation, or rather in the generation of another ideal form of soul, the “animal nature.” Elsewhere this generation has been explained thus. When the soul descends, at the very moment when she inclines towards the body, she produces an image of herself. The soul, however, must not be blamed for sending this image into the body. For the soul to incline towards the body is for the soul to shed light on what is below her; and this is no more sinful than to produce a shadow. That which is blamable is the illuminated object; for if it did not exist, there would be nothing to illuminate. The descent of the soul, or her inclination to the body, means only that she communicates life to what she illuminates. She drives away her image, or lets it vanish, if nothing receptive is in its vicinity; the soul lets the image vanish, not because she is separated — for to speak accurately, she is not separated from the body — but because she is no longer here below; and she is no longer below when she is entirely occupied in contemplating the intelligible world.

(Homer) seems to admit this distinction in speaking of Hercules, when he sends the image of this hero into Hades, and still he locates him within the abode of the deities; — it is at least the idea implied in this double assertion that Hercules is in Hades and that he is in Olympus. The poet, therefore, distinguished in him two elements. We might perhaps expound the passage as follows: Hercules had an active virtue, and because of his great qualities was judged worthy of being classified with the deities, but as he possessed only the active virtue, and not the contemplative virtue, he could not be admitted into Heaven entirely; while he is in heaven, there is something of him in Hades.

13. Is it “we” or the “soul” which makes these researches? It is we, by means of the soul. The cause of this is, not we who consider the soul because we possess her, but that the soul considers herself. This need not imply motion, as it is generally understood, but a motion entirely different from that of the bodies, and which is its own life.

Intelligence also is ours, but only in the sense that the soul is intelligent; for us, the (higher) life consists in a better thinking. The soul enjoys this life either when she thinks intelligible objects, or when the intellect is both a part of ourselves, and something superior towards which we ascend.