Guthrie-Plotinus: potential

(11). (If, as Stoics claim, man first was a certain nature called habit, then a soul, and last an intelligence, the perfect would have arisen from the imperfect, which is impossible). To say that the first nature of the soul is to be a spirit, and that this spirit became soul only after having been exposed to cold, and as it were became soaked by its contact, because the cold subtilized it; this is an absurd hypothesis. Many animals are born in warm places, and do not have their soul exposed to action of cold. Under this hypothesis, the primary nature of the soul would have been made dependent on the concourse of exterior circumstances. The Stoics, therefore, posit as principle that which is less perfect (the soul), and trace it to a still less perfect earlier thing called habit (or form of inorganic things). Intelligence, therefore, is posited in the last rank since it is alleged to be born of the soul, while, on the contrary, the first rank should be assigned to intelligence, the second to the soul, the third to nature, and, following natural order, consider that which is less perfect as the posterior element. In this system the divinity, by the mere fact of his possessing intelligence, is posterior and begotten, possessing only an incidental intelligence. The result would, therefore, be that there was neither soul, nor intelligence, nor divinity; for never can that which is potential pass to the condition of actualization, without the prior existence of some actualized principle. If what is potential were to transform itself into actualization — which is absurd — its passage into actualization will have to involve at the very least a contemplation of something which is not merely potential, but actualized. Nevertheless, on the hypothesis that what is potential can permanently remain identical, it will of itself pass into actualization, and will be superior to the being which is potential only because it will be the object of the aspiration of such a being. We must, therefore, assign the first rank to the being that has a perfect and incorporeal nature, which is always in actualization. Thus intelligence and soul are prior to nature; the soul, therefore, is not a spirit, and consequently no body. Other reasons for the incorporeality of the soul have been advanced; but the above suffices (as thought Aristotle  ). [Ennead IV,7 (2) 8]

Why should we not, on arriving at the Soul, stop there, and consider her the first principle? Because Intelligence is a power different from the Soul, and better than the Soul; and what is better must, by its very nature, precede (the worst). The Stoics are wrong in thinking that it is the Soul which, on reaching her perfection, begets Intelligence. How could that which is potential pass into actualization unless there were some principle that effected that transition? If this transition were due to chance, it could not have occurred at all. The first rank must therefore be assigned to that which is in actualization, which needs nothing, which is perfect, while imperfect things must be assigned to the second rank. These may be perfected by the principles that begat them, which, in respect to them, play a paternal part, perfecting what they had originally produced that was imperfect. What is thus produced is matter, as regards the creating principle, and then becomes perfect, on receiving its form from it. Besides, the Soul is (often) affected; and we need to discover some thing that is impassible, without which everything is dissolved by time; therefore there is need of some principle prior to the soul. Further, the Soul is in the world; now there must be something that resides outside of the world, and which consequently would be superior to the Soul; for since that which inheres in the world resides within the body, or matter, if nothing existed outside of the world, nothing would remain permanent. In this case, the (seminal) reason of man, and all the other reasons could be neither permanent nor eternal. The result of all these considerations, as well as of many others that we could add thereto, is the necessary assertion of the existence of Intelligence beyond the Soul. [Ennead V,9 (5) 4]

Taking it in its genuine sense, Intelligence is not only potential, arriving at being intelligent after having been unintelligent — for otherwise, we would be forced to seek out some still higher principle — but is in actualization, and is eternal. As it is intelligent by itself, it is by itself that it thinks what it thinks, and that it possesses what is possesses. Now since it thinks of itself and by itself, it itself is what it thinks. If we could distinguish between its existence and its thought, its “being” would be unintelligent; it would be potential, not in actualization. Thought, therefore, must not be separated from its object, although, from sense-objects, we have become accustomed to conceive of intelligible entities as distinct from each other. [Ennead V,9 (5) 5]

Which then is the principle that acts, that thinks, and what is the actualization and thought of Intelligence, necessary to justify the assertion that it is what it thinks? Evidently Intelligence, by its mere real existence, thinks beings, and makes them exist; it therefore is the beings. Indeed, the beings will either exist outside of it, or within it; and in the latter case they would have to be identical with it. That they should exist outside of Intelligence, is unthinkable; for where would they be located? They must therefore exist within it, and be identical with it. They could not be in sense-objects, as common people think, because sense-objects could not be the first in any genus. The form which inheres in their matter is only the representation of existence; now a form which exists in anything other than itself is put in it by a superior principle, and is its image. Further, if Intelligence must be the creative power of the universe, it could not, while creating the universe, think beings as existent in what does not yet exist. Intelligible entities, therefore, must exist before the world, and cannot be images of sense-objects, being on the contrary, their archetypes, and constituting the “being” of Intelligence. It might be objected that the (seminal) reasons might suffice. These reasons are, no doubt, eternal; and, if they be eternal and impassible, they must exist within the Intelligence whose characteristics we have described, the Intelligence which precedes the “habit,” nature, and the soul, because here these entities are potential. [Ennead V,9 (5) 5]

(Aristotle) spoke of (things) existing “potentially,” and “actually”; and actuality is spoken of as a “being.” We shall, however, have to examine this potential and actual existence; and whether this actual existence be the same as actuality, and whether this potential existence be identical with potentiality; also, whether these conceptions differ so that what exists actually be not necessarily actuality. It is evident that among sense-objects there exist things potentially. Are there also such among the intelligibles? This then is the problem: whether the intelligibles exist only actually; and on the hypothesis of the existence among intelligibles of something existing potentially, whether, because of its eternity, this always remains there in potentiality; and, because it is outside of time, never arrives to actuality. [Ennead V,5 (25) 1]

Let us first define potentiality. When a thing is said to exist potentially, this means that it does not exist absolutely. Necessarily, what exists potentially is potential only in relation to something else; for example, metal is the statue potentially. Of course, if nothing were to be done with this thing, or within it, if it were not to become something beyond itself, if there were no possibility of its becoming anything else, it would only be what it was already. How could it then become something different from what it was? It did not, therefore, exist potentially. Consequently, if, on considering what is a thing that exists potentially, and one that exists actually, we say that it exists potentially, we must mean that it might become different from what it is, whether, after having produced this different thing, it remain what it is, or whether, on becoming this different thing, which it is potentially, it ceases being what it is itself. Indeed, if metal be a statue potentially, this is a relation different from water being metal potentially, as air is potentially fire. [Ennead V,5 (25) 1]

Shall we say that what thus exists potentially is potentiality in respect of what is to be; as, for instance, that the metal is the potentiality of a statue? Not so, if we refer to the producing potentiality; for the producing potentiality cannot be said to exist potentially. If, then, we identified existing potentially not only with existing actually, but also with actuality, then potentiality would coincide with potential existence. It would be better and clearer, therefore, to contrast potential existence with actual existence, and potentiality with actuality. The thing which thus exists potentially is the substance underlying the reactions, shapes and forms which it is naturally fitted to receive, to which it aspires for their betterment or deterioration, and for the destruction of those whose actualization constitutes differentiation. [Ennead V,5 (25) 1]

As to matter, we shall have to examine whether it be something actually, while simultaneously it potentially is the shapes it receives; or whether it be nothing at all actually. Everything else of which we predicate potentiality passes on to actuality on receiving its form, and remaining the same. We may call a statue an actual statue, thus contrasting with it a potential statue; but an actual statue will not be implied by the metal which we called the potential statue. Consequently, what exists potentially does not become what exists actually; but from what was previously a potential (statue) proceeds what later is an actual (statue). Indeed, what exists actually is the compound, and not the matter; it is the form added to matter; this occurs when there is produced another being; when, for example, from the metal is made a statue; for the statue exists by this very being something other than the metal; namely, the compound. [Ennead V,5 (25) 2]

In non-permanent things, what exists potentially is evidently something quite different (from what is said to exist actually). But when the potential grammarian becomes an actual grammarian, why should not the potential and actual coincide? The potential wise Socrates   is the same as the actual Socrates. Is the ignorant man, who was potentially learned, the same as the learned? No: only accident makes of the ignorant man a learned one; for it was not his ignorance that made him potentially wise; with him, ignorance was only an accident; but his soul, being by herself disposed (to be actually learned), still remains potentially learned, in so far as she was actually so, and still keeps what is called potential existence; thus the actual grammarian does not cease being a potential grammarian. Nothing hinders these two different things (of being a potential and actual grammarian) from coinciding; in the first case, the man is no more than a potential grammarian; in the latter, the man is still a potential grammarian, but this potentiality has acquired its form (that is, has become actual). [Ennead V,5 (25) 2]

If however what is potential be the substrate, while the actual is both (potential and actual) at the same time, as in the (complete) statue, what then shall we call the form in the metal? We might well call the actuality by which some object exists actually, and not merely potentially, the form and shape; therefore not merely actuality, but the actuality of this individual thing. [Ennead V,5 (25) 2]

The name actuality would better suit the (general) actuality rather (than the actuality of some one thing); the actuality corresponding to the potentiality which brings a thing to actuality. Indeed, when that which was potential arrives at actuality, it owes the latter to something else. [Ennead V,5 (25) 2]

The purpose of the preceding considerations was to determine the meaning of the statement that intelligibles are actual; to decide whether every intelligible exist only actually, or whether it be only an actuality; and third, how even up there in the intelligible, where all things are actualities, there can also exist something potentially. If, then, in the intelligible world, there be no matter which might be called potential, if no being is to become something which it not yet is, nor transform itself, nor, while remaining what it is, beget something else, nor by altering, cause any substitution, then there could not be anything potential in this World of eternal essence outside of time. Let us now address the following question to those who admit the existence of matter, even in intelligible things: “How can we speak of matter in the intelligible world, if by virtue of this matter nothing exists potentially? For even if in the intelligible world matter existed otherwise than it does in the sense-world, still in every being would be the matter, the form and the compound which constitutes it.” They would answer that in intelligible things, what plays the part of matter is a form, and that the soul, by herself, is form; but, in relation to something else, is matter. Is the soul then potential in respect of this other thing? Hardly, for the soul possesses the form, and possesses it at present, without regard to the future, and she is divisible in form and matter only for reason; if she contain matter, it is only because thought conceives of her as double (by distinguishing form and matter in her). But these two things form a single nature, as Aristotle also says that his “quintessence” is immaterial. [Ennead V,5 (25) 3]

All the other objects (the sense-objects), which are something potentially, are also actually something else, which, in regard to the First, may be said to be potential existence. As to matter, which exists potentially in all beings, how could it actually be some of these beings? Evidently, it would then no longer be all beings potentially. If matter be none of the beings, it necessarily is not a being. If it be none of the beings, how could it actually be something? Consequently, matter is none of the beings that in it “become.” But might it not be something else, since all things are not in matter? If matter be none of the beings which are therein, and if these really are beings, matter must be non-being. Since, by imagination, it is conceived as something formless, it could not be a form; as being, it could not be counted among the forms; which is an additional reason why it should be considered as non-being. As matter, therefore, is no “being” neither in respect of beings, nor of forms, matter is non-being in the highest degree. Since matter does not possess the nature of veritable beings, and since it cannot even claim a place among the objects falsely called beings (for not even like these is matter an image of reason), in what kind of being could matter be included? If it cannot be included in any, it can evidently not be something actually. [Ennead V,5 (25) 4]

Likewise, Intelligence, as such, contains all the individual intelligences as its parts. These, however, form a number. Consequently, the number which is in the Intelligence does not occupy the first degree. So far as the number is in Intelligence, it is equal to the quantity of the actualizations of Intelligence. Now, these actualizations are wisdom, justice, and the other virtues, science, and all the (ideas) whose possession characterizes it as veritable Intelligence. (If then science exist in the Intelligence) how does it happen that it is not there in some principle other than itself? In Intelligence the knower, the known, and science are one and the same thing; and with everything else within it. That is why every (entity) exists in the intelligible world in its highest degree. For instance, within it, Justice is no accident, though it be one in the soul, as such; for intelligible entities are in the soul (only in) potential condition (so long as she remains no more than soul); and they are actualized when the soul rises to Intelligence and dwells with it. [Ennead VI,6 (34) 15]

What is most shocking in the Stoic doctrine, is that they assign the first rank to what is only a potentiality, matter, instead of placing actualization before potentiality. It is impossible for the potential to pass to actualization if the potential occupy the first rank among beings. Indeed, the potential could never improve itself; and it implies the necessary anteriority of actualization; in which case potentiality is no longer a principle. Or, if it be insisted that actualization and potentiality must be simultaneous, both principles will be found depending on chance. Besides, even if actualization be contemporaneous with potentiality, why should not the first rank be assigned to actualization? Why should this (matter) be an essence, rather than those (forms)? Whoever asserts that form is posterior bears the burden of proof; for matter does not beget form, and quality could not arise from what has no quality; nor actualization from what is potential; otherwise, actualization would have existed anteriorly, even in the system of the Stoics. According to them, even God is no longer simple: He is posterior to matter; for He is a body constituted by form and matter. Whence then does He derive His form? If the divinity exist without matter, He is incorporeal, by virtue of His being principle and reason, and the active principle would thus be incorporeal. If, even without having matter, the divinity be composite in essence, by virtue of His body, the Stoics will have to postulate some other kind of matter which may better suit the divinity. [Ennead VI,1 (42) 26]

On one hand, therefore, intelligence, and on the other the intelligible and existence form but one and the same thing, namely, the primary existence and primary Intelligence, which possesses realities, or rather, which is identical with them. But if the thought-object and the thought together form but a single entity, how will the thinking object thus be able to think itself? Evidently thought will embrace the intelligible, or will be identical therewith; but we still do not see how intelligence is to think itself. Here we are: thought and the intelligible fuse into one because the intelligible is an actualization and not a simple power; because life is neither alien nor incidental to it; because thought is not an accident for it, as it would be for a brute body, as for instance, for a stone; and, finally, because the intelligible is primary “being.” Now, if the intelligible be an actualization, it is the primary actualization, the most perfect thought, or, “substantial thought.” Now, as this thought is supremely true, as it is primary Thought, as it possesses existence in the highest degree, it is primary Intelligence. It is not, therefore, mere potential intelligence; there is no need to distinguish within it the potentiality from the actualization of thought; otherwise, its substantiality would be merely potential. Now since intelligence is an actualization, and as its “being” also is an actualization, it must fuse with its actualization. But existence and the intelligible also fuse with their actualization. Therefore intelligence, the intelligible, and thought will form but one and the same entity. Since the thought of the intelligible is the intelligible, and as the intelligible is intelligence, intelligence will thus think itself. Intelligence will think, by the actualization of the thought to which it is identical, the intelligible to which it also is identical. It will think itself, so far as it is thought; and in so far as it is the intelligible which it thinks by the thought to which it is identical. [Ennead V,3 (49) 5]

It may be objected that the Intelligence contemplates the divinity. If, however, it be granted, that the Intelligence knows the divinity, one is thereby forced to admit that it also knows itself; for it will know what it derives from the divinity, what it has received from Him, and what it still may hope to receive from Him. By knowing this, it will know itself, since it is one of the entities given by the divinity; or rather, since it is all that is given by the divinity. If then, it know the divinity, it knows also the powers of the divinity, it knows that itself proceeds from the divinity, and that itself derives its powers from the divinity. If Intelligence cannot have a clear intuition of the divinity, because the subject and object of an intuition must be the same, this will turn out to be a reason why Intelligence will know itself, and will see itself, since seeing is being what is seen. What else indeed could we attribute to Intelligence? Rest, for instance? For Intelligence, rest does not consist in being removed from itself, but rather to act without being disturbed by anything that is alien. The things that are not troubled by anything alien need only to produce their own actualization, especially when they are in actualization, and not merely potential. That which is in actualization, and which cannot be in actualization for anything foreign, must be in actualization for itself. When thinking itself, Intelligence remains turned towards itself, referring its actualization to itself. If anything proceed from it, it is precisely because it remains turned towards itself that it remains in itself. It had, indeed, to apply itself to itself, before applying itself to anything else, or producing something else that resembled it; thus fire must first be fire in itself, and be fire in actualization, in order later to impart some traces of its nature to other things. Intelligence, in itself, therefore, is an actualization. The soul, on turning herself towards Intelligence, remains within herself; on issuing from Intelligence, the soul turns towards external things. On turning towards Intelligence, she becomes similar to the power from which she proceeds; on issuing from Intelligence, she becomes different from herself. Nevertheless, she still preserves some resemblance to Intelligence, both in her activity and productiveness. When active, the soul still contemplates Intelligence; when productive, the soul produces forms, which resemble distant thoughts, and are traces of thought and Intelligence, traces that conform to their archetype; and which reveal a faithful imitation thereof, or which, at least, still preserve a weakened image thereof, even if they do occupy only the last rank of beings. [Ennead V,3 (49) 7]

We have seen that existence is “all these things;” now, what are they? All those of which the One is the principle. But how can the One be the principle of all things? Because the One preserves their existence while effecting the individuality of each of them. Is it also because He gives them existence? And if so, does He do so by possessing them? In this case, the One would be manifold. No, it is by containing them without any distinction yet having arisen among them. On the contrary, in the second principle they are distinguished by reason; that is, they are logically distinguished, because this second principle is an actualization, while the first Principle is the power-potentiality of all things; not in the sense in which we say that matter is potential in that it receives, or suffers, but in the opposite sense that the One produces. How then can the One produce what it does not possess, since unity produces that neither by chance nor by reflection? We have already said that what proceeds from unity must differ from it; and, consequently, cannot be absolutely one; that it must be duality, and, consequently, multitude, since it will contain (the categories, such as) identity, and difference, quality, and so forth. We have demonstrated that that which is born of the One is not absolutely one. It now remains for us to inquire whether it will be manifold, such as it is seen to be in what proceeds from the One. We shall also have to consider why it necessarily proceeds from the One. [Ennead V,3 (49) 15]

Should we say that the soul is in the body, as form in matter? In this case, she is “being,” and she would be a separable form. If then she be in the body as, in the case of the axe, the schematic figure is in the iron, so as by her own proper virtue, to form the power of doing what iron thus formed accomplishes, we will have all the more reason to attribute the common passions to the body, which is an organized physical tool possessing potential life. For if as (Plato) says it be absurd to suppose that it is the soul that weaves, it is not any more reasonable to attribute the desires and griefs to the soul; rather, by far, to the living organism. [Ennead I,1 (53) 4]